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Roster of Underwriters

WHEFA maintains a list of underwriters who we believe have the expertise and professional standing to market WHEFA bonds. If a member institution needs underwriting services, they are required to issue a Request for Proposals (RFP) to all parties on this roster. 

AMERIVET SECURITIES
1155 Avenue of the Americas, 14th Floor, New York, NY 10036

Steve Kay, Executive Director

Telephone: 646-809-6946 / Cellphone: 516-232-4278

Email: skay@amerivetsecurities.com

 

BANK OF AMERICA
401 Union Street, 22nd Floor, Seattle, WA 98101
Eric Whaley, Director
Telephone: 206‐358‐4833 / Cellphone: 206-617-4119
Email: eric.whaley@bofa.com  
One Bryant Park, 12th Floor, New York, NY 10036

Pete Vujasin, Director

Telephone: 646-743-1368 / Cellphone: 646-430-1520

Email: pete.vujasin@bofa.com

One Bryant Park, 12th Floor, New York, NY 10036

Brian Jones, Director

Telephone: 646-743-1405 / Cellphone: 347-978-1499

Email: brian.t.jones@bofa.com

 

BARCLAYS CAPITAL
745 Seventh Avenue, 19th floor, New York, NY 10019-6801
John Augustine, Managing Director
Telephone: 212-526-5436
Email: john.augustine@barclays.com

701 Fifth Avenue, Suite 4200, Seattle, WA 98104-7047
Sean Keatts, Director
Telephone: 206-344-5881 / Cellphone: 646-491-0943 / Fax: 212-520-0817
Email: sean.keatts@barclays.com

CABRERA CAPITAL MARKETS, LLC

227 West Monroe St., Suite 3000, Chicago, IL 60606

Mario Carrasco, Managing Director

Telephone: 210-857-8517

Email: mcarrasco@cabreracapital.com 

 

CITIGROUP GLOBAL MARKETS INC.
One Post Office Square, Suite 3701, Boston, MA 02109
John Malpiede, Director
Telephone: 617-346-9252 / Fax: 617-346-9255
Email: john.malpiede@citi.com

388 Greenwich Street, Trading - 4th Floor, New York, NY 10013

Archie Chandrasekhar, Director

Telephone: 212-723-4102

Email:  archie.chandrasekhar@citi.com

D.A. DAVIDSON & CO.
1550 Market Street, Suite 300, Denver, CO 80202
Alexandra Iseman, Managing Director, Public Finance Banker
Telephone: 303-764-5727
Email: aiseman@dadco.com

DREXEL HAMILTON, LLC
110 E. 42nd St., Suite 1520, New York, NY 10017
Fred Phelan, Director
Telephone: 646-412-1528
Email: fphelan@drexelhamilton.com

ESTRADA HINOJOSA & COMPANY, INC. 

600 N. Pearl Street, Suite 2100, South Tower, Dallas, TX 75201

Dave Gordon, Senior Managing Director

Telephone: 214-658-1670

Email: dgordon@ehmuni.com

801 Travis Street, Suite 1400, Houston, TX 77002

Andres Diamond-Ortiz, Managing Director

Telephone: 713-622-6693

Email: aortiz@ehmuni.com

GOLDMAN SACHS & CO. LL

555 California Street, 45th Floor San Francisco, CA 94104

Mark Somers, Vice President

Telephone: 415-249-7044 / Cellphone: 609-638-6644

Email: Mark.Somers@gs.com

JP MORGAN SECURITIES LLC

383 Madison Avenue, 8th Floor, New York, NY 10179

James Costello, Managing Director

Telephone: 212-270-1110 / 516-477-3977

Email: james.e.costello@jpmorgan.com

KEYBANC CAPITAL MARKETS
1301 Fifth Avenue, Suite 2500, Seattle, WA 98101
Geoff Urbina, Managing Director, Western Regional Manager
Telephone: 206-684-6259 / Cellphone: 206-915-5520
Email: geoff.urbina@key.com
1 California Street, 2400, San Francisco, CA 94111
Ila Afsharipour, Managing Director
Telephone: 415-962-2928 / Cellphone: 415-949-9450
Email: iafsharipour@key.com

LOOP CAPITAL MARKETS LLC

6000 Fairview Rd., Suite 1200, Charlotte, NC 28210

Alex Wallace, Managing Director

Telephone: 704-552-3703

Email: alex.wallace@loopcapital.com

Ketan Chokshi, Vice President

Telephone: 704-552-3770

Email: ketan.chokshi@loopcapital.com

MORGAN STANLEY
1585 Broadway, 16th Floor, New York, NY 10036
Oliver Zlomislic, Executive Director
Telephone: 212-761-9085
Email: oliver.zlomislic@morganstanley.com

PIPER SANDLER & CO.
444 West Lake Street, Suite 3300, Chicago, IL 60606
Keith Morgan, Managing Director
Telephone: 312-267-5020 / Cellphone: 312-532-2150 / Fax: 312-277-2953
Email: keith.morgan@psc.com

PRAGER & CO., LLC
1 Embarcadero Center, 16th Floor, San Francisco, CA 94111
Saul Rosenbaum, Managing Director
Telephone: 415-403-1913 / Fax: 415-956-4789
Email: saul.rosenbaum@prager.com

RAMIREZ & CO., INC.

61 Broadway, 29th Floor, New York, NY 10006

Chapman Grumbles, Managing Director

Telephone: 212-248-0544 / 917-621-5033

Email: chapman.grumbles@ramirezco.com

 

RAYMOND JAMES & COMPANY, INC. 
50 North Front Street, Suite 1600, Memphis, TN 38103
Chuck Ellingsworth, Managing Director
Telephone: 901-579-3575 / Fax: 901-579-4287
Email: chuck.ellingsworth@raymondjames.com

RBC CAPITAL MARKETS, LLC
3 World Financial Center
200 Vesey St., 9th Floor New York, NY 10281
Christopher Good, Managing Director

Telephone: 212-905-5886 / 347-721-1085
Email: christopher.good@rbccm.com

ROBERT W. BAIRD & CO. INC.
227 W. Monroe Street, Suite 5800 Chicago, IL 60606
Amy Young, Senior Vice President
Telephone: 312-609-4484
Email: ayoung@rwbaird.com

SIEBERT WILLIAMS SHANK & CO., LLC
1901 Harrison Street, Suite 1400, Oakland, CA 94612
Gary Hall, President of Infrastructure & Public Finance
Telephone: 510-645-2248
Email: ghall@siebertwilliams.com
David Stinfil, Managing Director
Telephone: 510-645-2247
Email: dstinfil@siebertwilliams.com
660 South Figueroa Street, Suite 1720, Los Angeles, CA 90017
Grace Yuen, Managing Director & Head of West of Region
Telephone: 213-587-7406
Email: gyuen@siebertwilliams.com
Lou Lasaath, Senior Vice President
Telephone: 213-587-7404
Email: llasaath@siebertwilliams.com

625 N. Michigan Ave., Suite 2350, Chicago, IL 60611

Julia Harris, Managing Director & Head of Higher Education and Not-for-Profits Group

Telephone: 312-961-9593

Email:  jharris@siebertwilliams.com

STIFEL NICOLAUS & COMPANY, INC.
1401 Lawrence St., Suite 900, Denver, CO 80202
Brad Gysin, Director
Telephone: 720-673-3944 / Cellphone: 720-766-8213
Email: gysinb@stifel.com
Chad Christoff, Managing Director
Telephone: 720-673-3945 / Cellphone: 720-766-8176
Email: christoffc@stifel.com

UBS Financial Services Inc.

555 California Street, 46th Floor, San Francisco, CA 94104

Sandra Kim, Managing Director

Telephone: 415-954-6810

Email: sandra-h.kim@ubs.com

Sachin Karamchandani, Executive Director

Telephone: 415-576-2969

Email: sachin.karamchandani@ubs.com

Mark Liff, Executive Director

Telephone: 212-821-4018

Email: mark.liff@ubs.com 

US BANCORP
1 California Street, Suite 350, San Francisco, CA 94111
Andrea de la Fuente, Managing Director
Telephone: 415-677-3686 / Cellphone: 415-471-9510
Email: andrea.delafuente2@usbank.com

WEDBUSH SECURITIES INC.
14851 N. Scottsdale Rd. Suite 201, Scottsdale, Arizona 85254
Mr. James Stricklin, Managing Director
Telephone: 480-778-8594
Email: jim.stricklin@wedbush.com

WELLS FARGO CORPORATE & INVESTMENT BANKING

333 Market St., 28th floor, San Francisco, CA 94105
Doug Brown, Managing Director, Co-Head of Higher Education & Nonprofit
Telephone: 415-834-4882 / Cellphone: 415-652-4865
Email: douglas.brown@wellsfargo.com

ZIEGLER CAPITAL MARKETS GROUP
One North Wacker Drive Suite 2000, Chicago, IL 60606
Brian Riordan, Managing Director
Telephone: 312-705-7252, Fax: 312-263-5217
Email: briordan@ziegler.com

Updated: April 4, 2024

JOIN our roster.

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